- Research article
- Open access
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Loss of walking independence one year after primary total hip arthroplasty for osteonecrosis of the femoral head: incidence and risk prediction model
Journal of Orthopaedic Surgery and Research volume 19, Article number: 580 (2024)
Abstract
Background
Assessment of postoperative ambulation in osteonecrosis of the femoral head (ONFH) patients treated with total hip arthroplasty (THA) is limited. This study aimed to define the incidence and risk factors for losing walking independence (LWI) at one-year postoperatively in patients with ONFH undergoing primary THA, and to establish and validate a predictive nomogram.
Methods
This was a retrospective analysis of prospective collected data from patients admitted to a tertiary referral hospital with ONFH who underwent primary unilateral THA from October 2014 to March 2018. The Functional Independence Measure-Locomotion scale was used to quantify walking independence and was documented at a one-year continuous postoperative follow-up, which classified patients with a final score below 6 as LWI. Multivariate logistic regression identified independent risk factors for LWI, and a predictive nomogram was constructed based on the analysis results. The stability of the model was assessed using patients from April 2018 to April 2019 as an external validation set.
Results
1152 patients were enrolled in the study, of which 810 were used in the training cohort and the other 342 for the validation cohort. The incidence of LWI was 5.93%. Multivariate analysis revealed that age 62 years or older (odd ratio (OR) = 2.37, 95% confidence interval (CI) 1.07–5.24), Charlson’s comorbidity index 3 or higher (OR = 3.64, 95% CI 1.09–12.14), Association Research Circulation Osseous stage IV (OR = 2.16, 95% CI 1.03–4.54), reduced femoral offset (OR = 2.41, 95% CI 1.16–5.03), and a higher controlling nutritional status score (OR = 1.14, 95% CI 1.01–1.30) were independent risk factors of LWI. The nomogram had a concordance index of 0.773 and a Brier score of 0.049 in the training set, with corrected values of 0.747 and 0.051 after internal validation. The receiver-operating characteristic curve, calibration curve, Hosmer-Lemeshow test, and decision curve analysis all performed well in both the training and validation cohorts.
Conclusions
This study reported a 5.93% incidence of LWI and established a risk prediction model in patients undergoing THA for ONFH, supporting targeted screening and intervention to assist surgeons in assessing ambulation capacity and managing rehabilitation.
Introduction
Osteonecrosis of the femoral head (ONFH) affects over 20 million people worldwide and often necessitates surgery due to an 85% femoral head collapse rate [1,2,3,4,5]. Total hip arthroplasty (THA) remains the most effective and widely performed surgery for advanced ONFH [6,7,8]; yet, 7.2% of patients fail to regain independent ambulation postoperatively [9]. Patients losing walking independence (LWI) face up to a 13% revision risk and a 77% increased disability risk, significantly burdening the medical care system [10, 11]. Therefore, improving walking outcomes for ONFH patients undergoing THA is imperative.
Several studies have reported walking outcomes after THA. Singh et al. evaluated 5,707 patients via questionnaire and found that 5.7% had severe walking limitation 2 years postoperatively [12]. Another study of 753 elderly hip fracture patients reported that 36.3% had LWI at 180 days postoperatively [13]. However, existing walking assessments have focused on hip fracture or osteoarthritis patients, with few reports on the ONFH population. Sporadically published ones have identified factors such as Association Research Circulation Osseous (ARCO) stage and leg length discrepancy (LLD) affecting postoperative function, but did not prioritize independent walking as an outcome [1, 14]. With guidelines emphasizing the importance of walking assessment [15, 16], high-quality evidence is needed to inform the restoration of ambulation in patients undergoing THA for ONFH.
Given the above, this study defined the incidence and clinical risk factors for LWI at one-year postoperatively in patients undergoing primary THA for ONFH using an expanded sample, while establishing and validating a predictive nomogram.
Method
This retrospective cohort study was approved by the Institution’s Clinical Research Ethics Board. The study followed the Strengthening the Reporting of Cohort Studies in Surgery (STROCSS) and complied with the principles of the Helsinki Declaration. All participants or their immediate family members had signed a written informed consent form during hospitalization.
Data source
All of our data were obtained through the secondary analysis of the Surgical Site Infection in Orthopedic Surgery database. This database is maintained prospectively and manually, encompassing all data from orthopedic inpatients in the institution. Data are collected manually by 230 trained medical students and residents led by experienced professionals (including orthopaedic surgeons, radiologists, laboratory, infection control specialists, and senior nurses) and updated annually. Data include 310 items related to demographics, comorbidities, lifestyle, medication use, perioperative characteristics and serum perioperative biomarkers, and follow-up data (functional recovery, survival, complications, et al.). Follow-up visits were routinely performed at 2 weeks, 1 month, 3 months, 6 months, 12 months, and every 6 months thereafter postoperatively, using a combination of telephone and outpatient follow-up. We described this in detail elsewhere [13, 17,18,19,20,21].
Study design and populations
This retrospective analysis of prospective collected data included patients 18 years or older who underwent primary unilateral THA for ONFH in a tertiary referral orthopedic center from October 2014 to April 2019. THA and ONFH were defined by International Classification of Diseases, Clinical Modification codes (ICD-9-CM and ICD-10-CM), respectively. Exclusion criteria included bilateral hip arthroplasty, revision hip arthroplasty, inflammatory arthritis (including suppurative arthritis and gouty arthritis), symptoms of other large joint lesions, serious systemic illness, reported other lower extremity surgery or any major lower extremity injury within one year after primary THA, missing relevant blood parameters, and loss of follow-up.
General information
All data for this study were obtained from medical records and follow-up visits. Preoperative baseline characteristics comprised demographic characteristics, physiological status and disease severity, including age, gender, body mass index (BMI), aetiology, current smoking, living place, labor intensity, Charlson’s comorbidity index (CCI), surgical history, side of arthroplasty, ARCO stage, contralateral ARCO stage, American Society of Anesthesiologists (ASA) class, preoperative Visual Analogue Scale (VAS) score and preoperative comorbidities, including hypertension, diabetes, cerebrovascular disease, heart disease, chronic obstructive pulmonary disease (COPD), pneumonia, tumor, liver disease, kidney disease, peripheral vascular disease, and rheumatoid disease. The BMI was calculated based on the self-reported height and weight of the patient or his family. The labor intensity was divided into four grades according to the National Labor Standards of the People’s Republic of China: civilians, retirees, and civil servants were classified as grade I; doctors, teachers, drivers, and engineers were included in grade II; electricians and cleaners were grade III; and peasants and workers were grade IV. Freelancers and the unemployed, etc., are classified into other categories [22]. The controlling nutritional status (COUNT); prognostic nutritional index (PNI), and Glasgow prognostic score (GPS) are well-established nutritional screening tools and were used to assess the patients’ admission nutritional status [13, 23, 24]. Relevant parameters (peripheral blood lymphocyte count, serum albumin concentration, total cholesterol concentration, and C-reactive protein concentration) were extracted from routine blood tests and biochemical tests performed on admission.
Perioperative data included total hospital stay, year of surgery, surgeon experience, the presence of simultaneous contralateral hip-preserving surgery, anesthesia type, surgical approach, and surgical time. Four different surgical approaches were used: posterolateral approach, direct anterior approach, posterior approach, and direct lateral approach. Seventy-six patients were evaluated and underwent simultaneous contralateral hip-preserving surgery. Postoperatively, these patients were instructed to perform functional nonweight-bearing exercises on the hip-preserving limb for at least 6 months. The limb undergoing THA was required to bear partial weight for 1 week and full weight after 2 weeks.
Follow-up information included femoral offset (FO), LLD, and postoperative VAS score. A standard anteroposterior radiograph of the pelvis was taken at the one-month postoperative outpatient visit to measure global FO and LLD. The FO and limb length were measured on the arthroplasty side as previously described and compared with the contralateral side [25]. The patients were divided into three groups according to the radiographic measurements of FO: Reduced FO group (reduced by more than 5 mm on the operated side compared to the contralateral side); restored FO group (within 5 mm of the contralateral side); increased FO group (increased by more than 5 mm on the operated side compared to the contralateral side) [26]. Similarly, patients were divided into three groups based on the LLD between the healthy and operated sides: Undercorrected LL group (reduced by more than 10 mm); restored LL group (within 10 mm); and overcorrected LL group (increased by more than 10 mm) [27]. Postoperative VAS scores were measured at one-year postoperative follow-up.
Ambulatory capacity
A one-year time window was selected to assess walking independence in this study, as it allows sufficient time for recovery of walking ability after hip arthroplasty. This includes adaptation to functional lower limb length discrepancy, recovery of intraoperatively injured muscles, and pain relief [28]. The Functional Independence Measure-Locomotion (FIM-L) scale was used to quantify walking independence at intervals of 2 weeks, 1 month, 3 months, 6 months, and 1 year after surgery. According to FIM-L standards, a 50-foot walk was used for scores 2–5 and a 150-foot walk for scores 6–7. The FIM-L scale is defined as follows: 1 = total physical assistance; 2 = maximum physical assistance (> 50%); 3 = moderate physical assistance (25-50%); 4 = minimum physical assistance (< 25%); 5 = supervision without physical assistance; 6 = walking independently with equipment; 7 = walking independently without equipment [13]. All participants received a paper-based FIM-L scale along with a corresponding QR code during hospitalization, allowing follow-up on the Web, telephone, or mail. FIM-L scores were also measured and recorded during outpatient visits. The score at 1 year postoperatively was considered the final result. For patients who died within the follow-up window, their last recorded score was used. Patients with a final score of 6 or higher were classified into the ‘Recovering Walking Independence’ (RWI) group, while others were placed in the ‘Lossing Walking Independence’ (LWI) group.
Statistical analysis
The normality of continuous variables was assessed following the results of the Kolmogorov–Smirnov test, and normally distributed data were expressed as mean ± standard deviation (SD) using the Student’s t-test. Otherwise, the Mann–Whitney test was used and expressed as the median and interquartile range (IQR). Categorical variables were assessed using the chi-square test or Fisher’s exact test. We used the Youden index to determine the optimal cut-off point for age. Missing values of continuous BMI (4.3%) were imputed using multiple imputations.
Multivariate logistic regression analysis was performed for variables with P < 0.05 in univariate analysis, and independent risk factors for LWI were determined using backward stepwise regression. The “rms” package in the R software (version 4.3.2, R Foundation for Statistical Computing, Vienna, Austria) was run to establish the nomogram. The C-index and Brier score were calculated, and the ROC curve, calibration curve, and decision curve analysis (DCA) were plotted to visualize the combined performance of the model. The closer the C-index and the area under the curve (AUC) to 1, the better the discriminatory power of the model. The calibration curve was used to measure the accuracy of the absolute risk prediction value of the model and was further evaluated using the Hosmer–Lemeshow goodness-of-fit test. The Brier score can be interpreted as an extension of the Hosmer–Lemeshow test, the closer to 0, the better the model calibration. The value of the clinical application of the model was evaluated by DCA. Then, the Bootstrap method was used for internal validation to obtain the corrected C-index and corrected Brier score after 1000 sampling repetitions. Finally, the model is evaluated externally [29]. Variables with P < 0.10 were retained in the final model, and a two-tailed P < 0.05 was considered the level of statistical significance.
Results
Characteristics of participants
As shown in Fig. 1, a total of 1414 patients were identified for potential inclusion, with 262 excluded according to the exclusion criteria. Finally, 1152 eligible patients were included in the study, of which 810 comprised the training set. In the training cohort, the average age was 53.5 ± 12.6 years, with a predominance of males (63.5%) and a level IV labor intensity (69.1%). The majority had ARCO stage IV (63.8%) and steroid-induced ONFH (58.0%). One year after THA, 762 patients (94.1%) had regained independent walking ability.
Univariate and multivariate analysis
By analyzing the Youden index, the optimal cutoff value for age to predict LWI was 62 years. After univariate analysis, 12 potential predictors were identified in all variables (Table 1). In multivariate analysis, these variables were selected using backward stepwise regression, and the results showed that age 62 years or older, CCI 3 or higher, ARCO stage IV, reduced FO, and higher COUNT score were the independent risk factors for the LWI at one-year after THA (Table 2).
Establishment and validation of the risk prediction model
The predictive nomogram was constructed based on the results of multifactorial analysis for more intuitive and convenient clinical application (Fig. 2). The AUC was 0.773 (95% CI 0.690–0.856) (Fig. 3), with high sensitivity and specificity (66.7% and 84.8%), which demonstrated the excellent discriminative capacity of the model. The C-index and Brier score were 0.773 and 0.049, respectively. After internal Bootstrap validation (B = 1000 repetitions), the correction values were 0.747 and 0.051, respectively, indicating that the model performed overall satisfactorily. The P-values of Hosmer–Lemeshow χ2 statistics of the calibration curve (Fig. 4) in the training and testing data sets were 0.096 and 0.850 (> 0.05), which illustrated a favorable consistency between the probability of predicting LWI and the actual probability of occurrence in patients who underwent THA for ONFH. Furthermore, the discriminatory power of the model performs equally well in the external validation dataset, with an AUC of 0.814.
When using the nomogram, the level of COUNT score was first placed on the appointed variable axis. A line was then drawn straight up along the axis of the point to determine the risk score. The process was repeated for each variable, and a total score was calculated. The final sum was found on the “total points” axis and a vertical line was drawn to intersect the probability axis to obtain the predicted probability of LWI.
Clinical application
To validate the net benefit for ONFH patients who underwent THA, a decision curve analysis (DCA) was performed on the prediction model. The results (Fig. 5) suggested that the model enhanced the net benefit of the “treat all” or “no treatment” scenario when the threshold probability was between 2 and 60%. Similarly, this range was 1–37% in the validation model. The performance of the DCA showed that the model is good at guiding clinical practice.
Discussion
This retrospective analysis of prospective collected data, specialized in patients who underwent primary unilateral THA for ONFH, is the first to establish and validate a nomogram to predict the risk of LWI at one-year postoperatively. The incidence of LWI was 5.9%, and age 62 years or older, CCI 3 or higher, ARCO stage IV, reduced FO, and higher COUNT score were identified as independent risk factors for LWI. The nomogram showed good predictive performance after internal and external validation.
Recovery of mobility after THA is a critical concern for surgeons. An umbrella review for consensus guidelines and a high-quality meta-analysis indicated that 82% of patients could return to sports, and 69% could resume work after THA [30, 31]. Independent walking is fundamental to daily activities, yet walking assessments after THA, particularly in patients with ONFH, are rarely reported. This study found a 5.9% incidence of LWI, with only one retrospective study that investigated 5707 patients reporting a 5.5% incidence at 2 years [9]. However, that study included all those who underwent THA in their institution, which may not represent patients with ONFH. Thus, our findings may add to existing knowledge for this subgroup of patients, pending validation in larger prospective studies.
The identification of older age and higher CCI as significant predictors aligns with previous findings [9, 32, 33]. This study establishes a lower age cutoff (62 years) compared to previous research on general THA patients (70 years) [9], this will undoubtedly significantly improve the diagnostic sensitivity and facilitate the detection of early as well as minor risk of LWI. Surgeons could implement secondary and tertiary prevention measures, including rehabilitation training, post-discharge healthcare, and nursing home placement, for patients at high risk of LWI as identified by this study.
Previous reported reduced global FO was associated with lower functional improvement and increased use of walking aids [28, 34], consistent with our findings. Weak hip abductors may be the main cause. Chamnongkich et al. found that patients with low FO had up to 25% abductor isometric muscle weakness compared to the intact limb [35]. Decreased hip abduction limits the ability to generate sufficient hip abductor muscle torque for proper pelvic tilt and upright posture [25]. This results in trunk sway during walking, smaller stride lengths, and reduced knee range of motion, which may directly impact walking recovery [36]. On the other side, reduced FO may in conjunction with the severity of ONFH to affect muscle function used for walking. This study found that patients with ARCO stage IV ONFH were more likely to suffer from LWI, often having prolonged medical histories and seeking surgery only after conservative treatments failed, leading to severe disability and pain. This caused serious abductor contracture, decreased muscle flexibility, and difficulty fully releasing abductor contracture [14]. These patients require more rigorous preoperative planning and intraoperative manipulation to restore appropriate global FO. Furthermore, surgical expectation management and individualized rehabilitation strategies should be developed for patients with long medical histories.
An interesting finding is that the CONUT score, a well-established nutritional screening tool, was associated with LWI in patients undergoing THA for ONFH. Growing evidence indicates that malnutrition strongly predicts adverse outcomes after joint arthroplasty [37]. Malnutrition has been observed in 11.3–27.0% of patients undergoing primary joint arthroplasty [38,39,40]. Prompt nutritional interventions could reduce postoperative complications and improve daily activities [41]. However, few studies have quantified the association between preoperative malnutrition and RWI in patients undergoing THA, with existing research primarily focusing on hip fracture populations [13, 42]. Only one study, involving 72,304 ONFH patients from the US National Inpatient Sample Database, examined the link between malnutrition and poor hospitalization outcomes, but did not assess walking ability or quality of life [43]. Orthopedic surgeons rarely consider nutritional interventions for ONFH patients, likely due to the younger, more active demographics of this group. Therefore, our findings supplement existing knowledge, suggesting that future medical workers should provide routine nutritional status screening and individualized nutritional intervention for this subgroup of patients.
Strengths of our study include prospective data collection, a large sample size, control of potential confounders, and the establishment and validation of a nomogram. However, several limitations should be noted. First, the study aimed to explore risk factors for LWI as quantified by the FIM-L scale, without considering commonly used outcomes such as the Harris Hip Score and Oxford Hip Score due to lack of follow-up data [44]. However, using independent walking ability as an objective measure could reduce the bias inherent in subjective assessments. Future studies should incorporate both objective and subjective outcomes for a more comprehensive evaluation. Second, despite adjusting for potential confounders, some unrecognized confounders, such as preoperative LLD and perceived LLD [45], during the follow-up period may still affect the LWI. Third, being a single-center study from a tertiary orthopedic referral center, selection bias may be present, limiting the generalizability to all ONFH patients eligible for THA. Finally, the functional deterioration of the contralateral hip could be a significant contributor to the loss of independent walking ability post-THA. While we accounted for the contralateral ARCO stage to assess hip function, further studies are needed to incorporate more comprehensive contralateral hip function scores or muscle strength assessments.
Conclusion
The incidence of LWI in patients who underwent primary unilateral THA for ONFH was 5.9%, and age 62 years or older, CCI 3 or greater, ARCO stage IV, reduced FO, and higher COUNT score were identified as independent risk factors for LWI. Based on this, the study established a risk prediction model that demonstrated strong discrimination power and clinical applicability both in internal and external validation. These findings support targeted screening and intervention to assist surgeons in assessing ambulation ability and managing rehabilitation for patients undergoing THA for ONFH.
Data availability
Please contact author for data requests.
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Acknowledgements
We sincerely thank all the patients in this study.
Funding
This research was supported by the Centre Guiding Local Science and Technology Development Fund Project (Science and Technology Innovation Base Project)-Grand (No. 236Z7754G). The funder of the study had no role in study design, data collection, data analysis, data interpretation, or writing of the report.
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YBZ designed the study; DWW, WH, TYW, HCG, XQC and ZBY searched for relevant studies and abstracted the data; CSL and WH analyzed and interpreted the data; CSL and DWW wrote the manuscript, and YBZ and YZZ approved the final version of the manuscript. All authors reviewed the manuscript before submitting it.
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This study was performed in line with the principles of the Declaration of Helsinki. Approval was granted by the local ethical committee (The 3rd Hospital of Hebei Medical University, Shijiazhuang, China; 2022-131-1).
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All subjects gave their written informed consent to take part in the study.
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Li, C., Wu, D., He, W. et al. Loss of walking independence one year after primary total hip arthroplasty for osteonecrosis of the femoral head: incidence and risk prediction model. J Orthop Surg Res 19, 580 (2024). https://doi.org/10.1186/s13018-024-05071-6
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DOI: https://doi.org/10.1186/s13018-024-05071-6